Ropes & Gray Alert: SEC Settles with Private Equity Fund Adviser Charged with Acting as an Unregistered Broker

Ropes & Gray Alert: SEC Settles with Private Equity Fund Adviser Charged with Acting as an Unregistered Broker

June 8, 2016

https://www.ropesgray.com/newsroom/alerts/2016/June/SEC-Settles-with-Private-Equity-Fund-Adviser-Charged-with-Acting-as-an-Unregistered-Broker.aspx